Hammack, Cody Wade2023-06-282023-06-282023-06-27vt_gsexam:37388http://hdl.handle.net/10919/115548In this work, the operating characteristics of quantum dot (QD) lasers with asymmetric barrier layers (ABLs) are studied. Several different cases are examined, in particular: 1) Effect of excited states on static and dynamic operating characteristics Within QDs, in addition to the lasing ground state, carriers can be captured into excited states, where they then decay into the ground state. This excited-state-mediated capture impacts the operating characteristics, limiting the maximum output power and modulation bandwidth. Three separate cases are considered: only indirect capture with electron-hole symmetry, both direct and indirect capture with electron-hole symmetry, and both direct and indirect capture of electrons but only indirect capture of holes. The impact of different parameters on the operating characteristics is studied, with values for maximizing the output power and modulation bandwidth being found. In addition, it is found that parasitic recombination in the active region in the space between QDs causes the output power to saturate at high injection currents for the cases of indirect capture for both electrons and holes and indirect capture for holes but direct and indirect capture for electrons, although the presence of the ABLs causes it to reach saturation at much lower currents. 2) QD laser with only a single ABL To be effective, the materials for ABLs must be carefully chosen to ensure that the band edges properly align to allow one carrier to enter the active region while preventing the other from overshooting it. Due to this requirement, it may arise that a suitable material only exists for one ABL but not the other. The performance of a QD laser with only a single ABL is considered and compared to a conventional QD laser. Specifically, the output power and characteristic temperature are calculated. While the single ABL laser only offers a negligible increase in output power compared to the conventional laser, it offers a considerable increase in characteristic temperature. 3) Analytical derivation of alpha factor in QD lasers with and without ABLs The alpha factor of a semiconductor laser describes the spectral linewidth broadening that occurs in semiconductor lasers due to changes in the refractive index due to the carrier density. While it has been studied experimentally, there has been little work done on deriving the alpha factor of QD lasers analytically. An expression for the alpha factor is found in this work using the real and imaginary parts of the complex susceptibility. For QD lasers with no inhomogeneous broadening, as well as ones with equilibrium filling of QDs with narrow line of QD size distribution, the alpha factor is independent of carrier density, and is therefore the same for any QD lasers, with or without ABLs. For QD lasers with equilibrium filling without a narrow line of QD size distribution, the alpha factor depends on carrier density, allowing for a potential difference between conventional and ABL QD lasers, however the difference between the two will be lessened.ETDenIn CopyrightQuantum Dot LaserSemiconductor LaserDiode LaserDissertation