Data-Driven Methods for Robust Estimation of Site-Specific Ground Motions

dc.contributor.authorAnbazhagan, Balakumaren
dc.contributor.committeechairRodriguez-Marek, Adrianen
dc.contributor.committeechairVantassel, Joseph Philipen
dc.contributor.committeememberGreen, Russell A.en
dc.contributor.committeememberKottke, Albert Richarden
dc.contributor.departmentCivil and Environmental Engineeringen
dc.date.accessioned2026-03-14T08:00:09Zen
dc.date.available2026-03-14T08:00:09Zen
dc.date.issued2026-03-13en
dc.description.abstractAccurately estimating site effects is critical for predicting earthquake ground motions for site- specific applications. The current state-of-the-practice for obtaining design ground motions involve estimating site effects using simple empirical models based on the time-averaged shear-wave velocity in the top 30-m (VS30) or performing site response analyses, both have certain drawbacks that lead to large uncertainties in their predictions. Furthermore, the existing approaches require dynamic site characterization that is often expensive and require skilled labor. When applied to distributed infrastructure, such as pipelines or major roads, the current methods of predicting site effects become not feasible for the level of accuracy that is often required. This presents a need for alternative approaches for the prediction of site effects that reduce the associated uncertainties while being cheaper and easier to implement in practice. The overall objective of the research presented in this dissertation is to develop new data-driven methods for easier and more accurate site response predictions. The research presents three new data-driven methods for the prediction of site effects. The first method involves inverting weak ground motions from small magnitude earthquakes to constrain site effects. With the abundance of small magnitude events in seismically active regions, such as California, the proposed approach utilizes the resulting weak ground motions for extracting site effects with temporary installment of seismic instruments. The second method uses microtremor horizonal-to-vertical spectral ratios (mHVSR) as an alternative site proxy for predicting site effects. To this effect, a curated database of mHVSR for permanent seismic stations in the United States has been compiled, followed by the development of new Artificial Neural Network (ANN) models using the compiled database for the prediction of site effects. It has been shown that mHVSR has similar predictive power compared to VS30. The third method focuses on the prediction of non-linear site effects. Based on 1D site response simulations, new models have been developed for predicting non-linear site terms. The models developed herein capture high frequency behavior more appropriately. Overall, the new data-driven methods presented in the dissertation lead to robust estimation of site effects.en
dc.description.abstractgeneralEarthquakes are one of the most devastating natural disasters that have claimed thousands of lives and have cost billions in infrastructure damage around the world. In order to mitigate risk from future earthquakes, and to build resilient infrastructure, we should have an idea of the intensity of ground shaking that is expected for a site. Intensity of ground shaking at a site is influenced by three major factors: the size of the earthquake (i.e., magnitude of the earthquake, often reported in news in Richter scale), distance of the site from the earthquake's epicenter, and the local soil conditions at the site (e.g., if our infrastructure is founded on hard rock or loose sandy soil). This dissertation is focused on the last but a critically important factor: effect of local soil conditions on the intensity of ground shaking, called as site effects. The characteristics of soil present at a site can greatly influence the level of shaking from earthquakes. Think of an experiment where we shake a small box containing loose sandy soil (e.g., beach sand). One can observe that the surface of the sand moves under shaking relative to the bottom of the box containing the sand. Now repeat the same experiment with a single solid chunk of rock. This time, there won't be any relative movement; the rock would move as a single object. The relative movement is important for designing any infrastructure we intend to build at the surface, and from our experiment, we see that the relative movement depends on the type of soil we encounter. There are two major ways for quantifying the effect of soil conditions on earthquake shaking - simulating the earthquake shaking in numerical software and using simple approximations based on the soil strength. Both these methods have their advantages and disadvantages, but the common point in both the methods is to perform field testing to understand the characteristics of the soil. The current state-of-the-art field tests are often expensive and involves skilled labor, that make them not feasible for many smaller-scale projects. There is a need for an alternative approach that is relatively inexpensive, easy and quick to imple- ment. This research addresses this need by exploring alternative data-driven methods for quantifying the effect of soil conditions. The research provides three major contributions for easier and more accurate estimation of site effects. First, the dissertation presents a framework by which small magnitude earth- quakes (magnitudes less than 4) can be used to extract site effects. The shaking from these small earthquakes are rarely noticeable and are often ignored by the engineering community as they do not pose any risk to built infrastructure. However, as we show in our research, these small earthquakes contain important information about site effects that can be ex- tracted for our advantage. Second, the correlation between site effects and microtremor horizontal-to-vertical ratios (mHVSR), a soil parameter that is relatively cheaper and easier to obtain in the field, was explored. The results show mHVSR leads to better predictions of site effects, and can be employed as a cheaper alternative for characterizing soil properties. Third, the dissertation presents a new model for predicting site effects during strong shaking from large earthquakes. The new model includes recent understanding of soil behavior to strong shaking, and leads to a better match when compared with observations. Overall, the contributions from the research presented herein provide improved estimation of site effects that is hoped to mitigate risks from devastating earthquakes in the future.en
dc.description.degreeDoctor of Philosophyen
dc.format.mediumETDen
dc.identifier.othervt_gsexam:45688en
dc.identifier.urihttps://hdl.handle.net/10919/142245en
dc.language.isoenen
dc.publisherVirginia Techen
dc.rightsIn Copyrighten
dc.rights.urihttp://rightsstatements.org/vocab/InC/1.0/en
dc.subjectseismic site responseen
dc.subjectground motion modelsen
dc.subjectearthquake modelingen
dc.titleData-Driven Methods for Robust Estimation of Site-Specific Ground Motionsen
dc.typeDissertationen
thesis.degree.disciplineCivil Engineeringen
thesis.degree.grantorVirginia Polytechnic Institute and State Universityen
thesis.degree.leveldoctoralen
thesis.degree.nameDoctor of Philosophyen

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