Blockchain-enabled Secure and Trusted Personalized Health Record

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dc.contributor.authorDong, Yibinen
dc.contributor.committeechairWang, Yue J.en
dc.contributor.committeememberWong, Kenneth H.en
dc.contributor.committeememberMun, Seong Kien
dc.contributor.committeememberWang, Hainingen
dc.contributor.committeememberYu, Guoqiangen
dc.contributor.departmentElectrical and Computer Engineeringen
dc.date.accessioned2023-06-30T08:01:17Zen
dc.date.available2023-06-30T08:01:17Zen
dc.date.issued2022-12-20en
dc.description.abstractLongitudinal personalized electronic health record (LPHR) provides a holistic view of health records for individuals and offers a consistent patient-controlled information system for managing the health care of patients. Except for the patients in Veterans Affairs health care service, however, no LPHR is available for the general population in the U.S. that can integrate the existing patients' electronic health records throughout life of care. Such a gap may be contributed mainly by the fact that existing patients' electronic health records are scattered across multiple health care facilities and often not shared due to privacy and security concerns from both patients and health care organizations. The main objective of this dissertation is to address these roadblocks by designing a scalable and interoperable LPHR with patient-controlled and mutually-trusted security and privacy. Privacy and security are complex problems. Specifically, without a set of access control policies, encryption alone cannot secure patient data due to insider threat. Moreover, in a distributed system like LPHR, so-called race condition occurs when access control policies are centralized while decisions making processes are localized. We propose a formal definition of secure LPHR and develop a blockchain-enabled next generation access control (BeNGAC) model. The BeNGAC solution focuses on patient-managed secure authorization for access, and NGAC operates in open access surroundings where users can be centrally known or unknown. We also propose permissioned blockchain technology - Hyperledger Fabric (HF) - to ease the shortcoming of race condition in NGAC that in return enhances the weak confidentiality protection in HF. Built upon BeNGAC, we further design a blockchain-enabled secure and trusted (BEST) LPHR prototype in which data are stored in a distributed yet decentralized database. The unique feature of the proposed BEST-LPHR is the use of blockchain smart contracts allowing BeNGAC policies to govern the security, privacy, confidentiality, data integrity, scalability, sharing, and auditability. The interoperability is achieved by using a health care data exchange standard called Fast Health Care Interoperability Resources. We demonstrated the feasibility of the BEST-LPHR design by the use case studies. Specifically, a small-scale BEST-LPHR is built for sharing platform among a patient and health care organizations. In the study setting, patients have been raising additional ethical concerns related to consent and granular control of LPHR. We engineered a Web-delivered BEST-LPHR sharing platform with patient-controlled consent granularity, security, and privacy realized by BeNGAC. Health organizations that holding the patient's electronic health record (EHR) can join the platform with trust based on the validation from the patient. The mutual trust is established through a rigorous validation process by both the patient and built-in HF consensus mechanism. We measured system scalability and showed millisecond-range performance of LPHR permission changes. In this dissertation, we report the BEST-LPHR solution to electronically sharing and managing patients' electronic health records from multiple organizations, focusing on privacy and security concerns. While the proposed BEST-LPHR solution cannot, expectedly, address all problems in LPHR, this prototype aims to increase EHR adoption rate and reduce LPHR implementation roadblocks. In a long run, the BEST-LPHR will contribute to improving health care efficiency and the quality of life for many patients.en
dc.description.abstractgeneralLongitudinal personalized electronic health record (LPHR) provides a holistic view of health records for individuals and offers a consistent patient-controlled information system for managing the health care of patients. Except for the patients in Veterans Affairs health care service, however, no LPHR is available for the general population in the U.S. that can integrate the existing patients' electronic health records throughout life of care. Such a gap may be contributed mainly by the fact that existing patients' electronic health records are scattered across multiple health care facilities and often not shared due to privacy and security concerns from both patients and health care organizations. The main objective of this dissertation is to address these roadblocks by designing a scalable and interoperable LPHR with patient-controlled and mutually-trusted security and privacy. We propose a formal definition of secure LPHR and develop a novel blockchain-enabled next generation access control (BeNGAC) model, that can protect security and privacy of LPHR. Built upon BeNGAC, we further design a blockchain-enabled secure and trusted (BEST) LPHR prototype in which data are stored in a distributed yet decentralized database. The health records on BEST-LPHR are personalized to the patients with patient-controlled security, privacy, and granular consent. The unique feature of the proposed BEST-LPHR is the use of blockchain technology allowing BeNGAC policies to govern the security, privacy, confidentiality, data integrity, scalability, sharing, and auditability. The interoperability is achieved by using a health care data exchange standard. We demonstrated the feasibility of the BEST-LPHR design by the use case studies. Specifically, a small-scale BEST-LPHR is built for sharing platform among a patient and health care organizations. We engineered a Web-delivered BEST-LPHR sharing platform with patient-controlled consent granularity, security, and privacy realized by BeNGAC. Health organizations that holding the patient's electronic health record (EHR) can join the platform with trust based on the validation from the patient. The mutual trust is established through a rigorous validation process by both the patient and built-in blockchain consensus mechanism. We measured system scalability and showed millisecond-range performance of LPHR permission changes. In this dissertation, we report the BEST-LPHR solution to electronically sharing and managing patients' electronic health records from multiple organizations, focusing on privacy and security concerns. While the proposed BEST-LPHR solution cannot, expectedly, address all problems in LPHR, this prototype aims to increase EHR adoption rate and reduce LPHR implementation roadblocks. In a long run, the BEST-LPHR will contribute to improving health care efficiency and the quality of life for many patients.en
dc.description.degreeDoctor of Philosophyen
dc.format.mediumETDen
dc.identifier.othervt_gsexam:36001en
dc.identifier.urihttp://hdl.handle.net/10919/115590en
dc.language.isoenen
dc.publisherVirginia Techen
dc.rightsIn Copyrighten
dc.rights.urihttp://rightsstatements.org/vocab/InC/1.0/en
dc.subjectBlockchain-enabled Next Generation Access Control; Longitudinal Personalized Health Record; Security; Privacy; Patient Consent; Trust; Sharing Platformen
dc.titleBlockchain-enabled Secure and Trusted Personalized Health Recorden
dc.typeDissertationen
thesis.degree.disciplineComputer Engineeringen
thesis.degree.grantorVirginia Polytechnic Institute and State Universityen
thesis.degree.leveldoctoralen
thesis.degree.nameDoctor of Philosophyen

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