Primary/Soft Biometrics: Performance Evaluation and Novel Real-Time Classifiers
| dc.contributor.author | Alorf, Abdulaziz Abdullah | en |
| dc.contributor.committeechair | Abbott, A. Lynn | en |
| dc.contributor.committeemember | Chung, Julianne | en |
| dc.contributor.committeemember | Zhu, Yunhui | en |
| dc.contributor.committeemember | Peker, Kadir A. | en |
| dc.contributor.committeemember | Huang, Jia-Bin | en |
| dc.contributor.department | Electrical Engineering | en |
| dc.date.accessioned | 2020-02-20T09:00:35Z | en |
| dc.date.available | 2020-02-20T09:00:35Z | en |
| dc.date.issued | 2020-02-19 | en |
| dc.description.abstract | The relevance of faces in our daily lives is indisputable. We learn to recognize faces as newborns, and faces play a major role in interpersonal communication. The spectrum of computer vision research about face analysis includes, but is not limited to, face detection and facial attribute classification, which are the focus of this dissertation. The face is a primary biometric because by itself revels the subject's identity, while facial attributes (such as hair color and eye state) are soft biometrics because by themselves they do not reveal the subject's identity. In this dissertation, we proposed a real-time model for classifying 40 facial attributes, which preprocesses faces and then extracts 7 types of classical and deep features. These features were fused together to train 3 different classifiers. Our proposed model yielded 91.93% on the average accuracy outperforming 7 state-of-the-art models. We also developed a real-time model for classifying the states of human eyes and mouth (open/closed), and the presence/absence of eyeglasses in the wild. Our method begins by preprocessing a face by cropping the regions of interest (ROIs), and then describing them using RootSIFT features. These features were used to train a nonlinear support vector machine for each attribute. Our eye-state classifier achieved the top performance, while our mouth-state and glasses classifiers were tied as the top performers with deep learning classifiers. We also introduced a new facial attribute related to Middle Eastern headwear (called igal) along with its detector. Our proposed idea was to detect the igal using a linear multiscale SVM classifier with a HOG descriptor. Thereafter, false positives were discarded using dense SIFT filtering, bag-of-visual-words decomposition, and nonlinear SVM classification. Due to the similarity in real-life applications, we compared the igal detector with state-of-the-art face detectors, where the igal detector significantly outperformed the face detectors with the lowest false positives. We also fused the igal detector with a face detector to improve the detection performance. Face detection is the first process in any facial attribute classification pipeline. As a result, we reported a novel study that evaluates the robustness of current face detectors based on: (1) diffraction blur, (2) image scale, and (3) the IoU classification threshold. This study would enable users to pick the robust face detector for their intended applications. | en |
| dc.description.abstractgeneral | The relevance of faces in our daily lives is indisputable. We learn to recognize faces as newborns, and faces play a major role in interpersonal communication. Faces probably represent the most accurate biometric trait in our daily interactions. Thereby, it is not singular that so much effort from computer vision researchers have been invested in the analysis of faces. The automatic detection and analysis of faces within images has therefore received much attention in recent years. The spectrum of computer vision research about face analysis includes, but is not limited to, face detection and facial attribute classification, which are the focus of this dissertation. The face is a primary biometric because by itself revels the subject's identity, while facial attributes (such as hair color and eye state) are soft biometrics because by themselves they do not reveal the subject's identity. Soft biometrics have many uses in the field of biometrics such as (1) they can be utilized in a fusion framework to strengthen the performance of a primary biometric system. For example, fusing a face with voice accent information can boost the performance of the face recognition. (2) They also can be used to create qualitative descriptions about a person, such as being an "old bald male wearing a necktie and eyeglasses." Face detection and facial attribute classification are not easy problems because of many factors, such as image orientation, pose variation, clutter, facial expressions, occlusion, and illumination, among others. In this dissertation, we introduced novel techniques to classify more than 40 facial attributes in real-time. Our techniques followed the general facial attribute classification pipeline, which begins by detecting a face and ends by classifying facial attributes. We also introduced a new facial attribute related to Middle Eastern headwear along with its detector. The new facial attribute were fused with a face detector to improve the detection performance. In addition, we proposed a new method to evaluate the robustness of face detection, which is the first process in the facial attribute classification pipeline. Detecting the states of human facial attributes in real time is highly desired by many applications. For example, the real-time detection of a driver's eye state (open/closed) can prevent severe accidents. These systems are usually called driver drowsiness detection systems. For classifying 40 facial attributes, we proposed a real-time model that preprocesses faces by localizing facial landmarks to normalize faces, and then crop them based on the intended attribute. The face was cropped only if the intended attribute is inside the face region. After that, 7 types of classical and deep features were extracted from the preprocessed faces. Lastly, these 7 types of feature sets were fused together to train three different classifiers. Our proposed model yielded 91.93% on the average accuracy outperforming 7 state-of-the-art models. It also achieved state-of-the-art performance in classifying 14 out of 40 attributes. We also developed a real-time model that classifies the states of three human facial attributes: (1) eyes (open/closed), (2) mouth (open/closed), and (3) eyeglasses (present/absent). Our proposed method consisted of six main steps: (1) In the beginning, we detected the human face. (2) Then we extracted the facial landmarks. (3) Thereafter, we normalized the face, based on the eye location, to the full frontal view. (4) We then extracted the regions of interest (i.e., the regions of the mouth, left eye, right eye, and eyeglasses). (5) We extracted low-level features from each region and then described them. (6) Finally, we learned a binary classifier for each attribute to classify it using the extracted features. Our developed model achieved 30 FPS with a CPU-only implementation, and our eye-state classifier achieved the top performance, while our mouth-state and glasses classifiers were tied as the top performers with deep learning classifiers. We also introduced a new facial attribute related to Middle Eastern headwear along with its detector. After that, we fused it with a face detector to improve the detection performance. The traditional Middle Eastern headwear that men usually wear consists of two parts: (1) the shemagh or keffiyeh, which is a scarf that covers the head and usually has checkered and pure white patterns, and (2) the igal, which is a band or cord worn on top of the shemagh to hold it in place. The shemagh causes many unwanted effects on the face; for example, it usually occludes some parts of the face and adds dark shadows, especially near the eyes. These effects substantially degrade the performance of face detection. To improve the detection of people who wear the traditional Middle Eastern headwear, we developed a model that can be used as a head detector or combined with current face detectors to improve their performance. Our igal detector consists of two main steps: (1) learning a binary classifier to detect the igal and (2) refining the classier by removing false positives. Due to the similarity in real-life applications, we compared the igal detector with state-of-the-art face detectors, where the igal detector significantly outperformed the face detectors with the lowest false positives. We also fused the igal detector with a face detector to improve the detection performance. Face detection is the first process in any facial attribute classification pipeline. As a result, we reported a novel study that evaluates the robustness of current face detectors based on: (1) diffraction blur, (2) image scale, and (3) the IoU classification threshold. This study would enable users to pick the robust face detector for their intended applications. Biometric systems that use face detection suffer from huge performance fluctuation. For example, users of biometric surveillance systems that utilize face detection sometimes notice that state-of-the-art face detectors do not show good performance compared with outdated detectors. Although state-of-the-art face detectors are designed to work in the wild (i.e., no need to retrain, revalidate, and retest), they still heavily depend on the datasets they originally trained on. This condition in turn leads to variation in the detectors' performance when they are applied on a different dataset or environment. To overcome this problem, we developed a novel optics-based blur simulator that automatically introduces the diffraction blur at different image scales/magnifications. Then we evaluated different face detectors on the output images using different IoU thresholds. Users, in the beginning, choose their own values for these three settings and then run our model to produce the efficient face detector under the selected settings. That means our proposed model would enable users of biometric systems to pick the efficient face detector based on their system setup. Our results showed that sometimes outdated face detectors outperform state-of-the-art ones under certain settings and vice versa. | en |
| dc.description.degree | Doctor of Philosophy | en |
| dc.format.medium | ETD | en |
| dc.identifier.other | vt_gsexam:23965 | en |
| dc.identifier.uri | http://hdl.handle.net/10919/96942 | en |
| dc.publisher | Virginia Tech | en |
| dc.rights | In Copyright | en |
| dc.rights.uri | http://rightsstatements.org/vocab/InC/1.0/ | en |
| dc.subject | Soft Biometrics | en |
| dc.subject | Primary Biometrics | en |
| dc.subject | Hard Biometrics | en |
| dc.subject | Facial Attribute Classification | en |
| dc.subject | Face Detection | en |
| dc.title | Primary/Soft Biometrics: Performance Evaluation and Novel Real-Time Classifiers | en |
| dc.type | Dissertation | en |
| thesis.degree.discipline | Electrical Engineering | en |
| thesis.degree.grantor | Virginia Polytechnic Institute and State University | en |
| thesis.degree.level | doctoral | en |
| thesis.degree.name | Doctor of Philosophy | en |
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